Frequently Used Forms & Agreements

Find what you need here

Account Forms & Documents

When you open an account online, you'll automatically be shown the forms you need. If you prefer to open your account by mail, please select the necessary forms below, complete and sign the forms, then mail them to us.

Note: If you plan to trade online, please be sure to include the Online Service Agreement (found below in Additional Forms tab).

Mail all forms to:
GAIN Securities
27600 Chagrin Blvd.
Cleveland, OH 44122

Additional forms
New Account Application Apply Download
Margin Agreement Apply Download
ACH Agreement   Download
Partnership or Investment Club Form   Download
Corporate Resolution   Download
Corporation Account-Cash and Authority   Download
Trustee Certificate of Investment Powers   Download
W8   Download
Day Trading Risk Disclosure Statement   Download
Traditional IRA Application Apply Download
Roth IRA Application Apply Download
Rollover IRA Application Apply Download
Coverdell Education IRA Application   Download
Account Transfer Form   Download
Internal Transfer Form   Download
Joint Account Agreement(WROS) Apply Download
Joint Account Agreement(TIC) Apply Download
Joint Account Agreement(TBE) Apply Download
W9 Apply Download
Options Agreement Apply Download